-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyhzsODM0Dtq6IiIyDHgUuWFiac2uxV+wIi+72cPgpBlP/duBmDE78wU9tPUcz2A FB8EZuRqTTc8ML4IbbXVQQ== 0000783280-97-000028.txt : 19970223 0000783280-97-000028.hdr.sgml : 19970223 ACCESSION NUMBER: 0000783280-97-000028 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970221 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DUKE REALTY INVESTMENTS INC CENTRAL INDEX KEY: 0000783280 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 351740409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39612 FILM NUMBER: 97540620 BUSINESS ADDRESS: STREET 1: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175743531 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STATON DANIEL C CENTRAL INDEX KEY: 0001024240 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: DUKE REALTY INVESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 3175758888 MAIL ADDRESS: STREET 1: C/O DUKE REALTY INESTMENTS INC STREET 2: 8888 KEYSTONE CROSSING STE 1200 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 DUKE REALTY INVESTMENTS, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.01 (Title of Class of Securities) 264411 50 5 (CUSIP Number) - ---------------------------------------------------------------- CUSIP NO.: 264411 50 5 - ---------------------------------------------------------------- (1) Names of reporting persons ............. Daniel C. Staton S.S. or I.R.S. Identification Nos. of above persons .......................... ###-##-#### - ---------------------------------------------------------------- (2) Check the appropriate box if a member of a group (a) ------------ (b) x ------------ - ---------------------------------------------------------------- (3) SEC use only ............................ - ---------------------------------------------------------------- (4) Citizenship or place of organization .... United States - ---------------------------------------------------------------- Number of shares beneficially owned by each reporting person with: (5) Sole voting power .................... 619,667 - ---------------------------------------------------------------- (6) Shared voting power .................. 1,061,058 - ---------------------------------------------------------------- (7) Sole dispositive power ............... 619,667 - ---------------------------------------------------------------- (8) Shared dispositive power .............. 1,061,058 - ---------------------------------------------------------------- (9) Aggregate amount beneficially owned by each reporting person ........................... 1,680,725 - ---------------------------------------------------------------- (10) Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ............. - ---------------------------------------------------------------- (11) Percent of class represented by amount in Row (9) 5.5% - ---------------------------------------------------------------- (12) Type of reporting person (see instructions) .. IN - ---------------------------------------------------------------- - 2 - ITEM 1(a) Name of issuer: Duke Realty Investments, Inc. ITEM 1(b) Address of issuer's principal executive offices: 8888 Keystone Crossing, Suite 1200 Indianapolis, Indiana 46240 ITEM 2(a) Name of person filing: Daniel C. Staton ITEM 2(b) Address of principal business office or, if none, residence: 8888 Keystone Crossing, Suite 1200 Indianapolis, Indiana 46240 ITEM 2(c) Citizenship: United States ITEM 2(d) Title of class of securities: Common stock, par value $.01 ITEM 2(e) CUSIP No.: 264411 50 5 ITEM 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) / / Broker or dealer registered under Section 15 of the Act. (b) / / Bank as defined in section 3(a)(6) of the Act. (c) / / Insurance company as defined in section 3(a)(19) of the Act. (d) / / Investment company registered under section 8 of the Investment Company Act. (e) / / Investment adviser registered under section 203 of the Investment Advisers Act of 1940. (f) / / Employee benefit plan, pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or endowment fund; see section 240.13d-1(b)(1)(ii)(F). (g) / / Parent holding company, in accordance with section 240.13d-1(b)(ii)(G). (h) / / Group, in accordance with section 240.13d-1(b)(ii)(H). Not applicable. ITEM 4 OWNERSHIP (a) Amount beneficially owned: 1,680,725 (b) Percent of class: 5.5% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: 619,667 (ii) Shared power to vote or direct the vote: 1,061,058* (iii) Sole power to dispose or to direct the disposition of: 619,667 (iv) Shared power to dispose or to direct the disposition of: 1,061,058* -------------- *Consists of convertible securities owned by DMI Partnership. - 3 - ITEM 5 OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following / / . ITEM 6 OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10 CERTIFICATION Not applicable. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1997 /s/ Daniel C. Staton ----------------------------- Daniel C. Staton - 4 - -----END PRIVACY-ENHANCED MESSAGE-----